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Thesis

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RHEUMATOID ARTHRITIS: RELATION OF PAIN EVALUATIONS

 

OF PATIENTS AND THEIR PHYSICIANS

 

 

 

 

by

 

Dwight Lewis Adams

 

 

 

 

 

 

 

 

A thesis submitted to the faculty

of The University of Utah in partial fulfillment of the

requirements for the degree of

 

 

 

 

 

Master of Science

 

 

 

 

 

 

 

 

Department of Sociology

 

The University of Utah

 

June 1991

Copyright © Dwight Lewis Adams 1991 All Rights Reserved

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 (NOTE: APA 5th Ed. says abstract should not be longer than 120 words)
 
 

Abstract

 

 

In terms of health costs, lost production, and patient pain, suffering, and crippling, Rheumatoid Arthritis (RA) is a major health problem. However, the actual course of the disease does not closely correlate with the behavior of RA patients. In the process of perception and interpretation of illness symptoms, individual representations of the illness vary greatly and lead to differing outcomes. Though the causes of the RA disease are unknown, current research involves a relationship between social factors and the body’s immune system.

 

Questionnaires were used to assess both the patients’ self-reported pain and their physicians’ estimates of patient pain when receiving treatment for RA. These evaluations were, case by case, combined to form the dependant variable in this study. This new variable was then subjected to the Self-Rating Depression Scale (SDS Index) by William W. K. Zung, M.D., as well as variables of gender, age, illness duration, structural damage and changes in RA condition. Three way ANOVA was employed.

 

Two important effects were established in the ANOVA procedure: 1) The main effect of structural damage on agreement/disagreement of pain with the physician was measured at 1.217 (p = .000) and 2) An important interactive effect between gender and structural damage was measured at 2.975 (p = .036). Gender and depression were not significant main effects to influence the amount of agreement with physician pain evaluations.

 

In the two-way interaction, gender and structural damage exerted a significant impact on patient agreement with physician pain evaluations. No other interactions were found to be significant. These findings show that depression did alter patient pain evaluations, but not to the degree of statistical significance.

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                                      Table of contents

Abstract                                          .
List of tables               

Acknowledgments   

1.          INTRODUCTION AND PROBLEM

 

Introduction            

Research Goals          

The Study Problems

Major Objectives

Significance . .

 

2.          REVIEW OF THE LITERATURE

 

Introduction

Rheumatoid Arthritis As Understood Today

Cause of the Disease                      

Depression and Its Arthritis Link

Sociological Theory .                    

Patient/Physician Differences in Evaluation

The Study Hypotheses                      

 

3.          DATA AND METHODOLOGICAL CONSIDERATIONS .

 

Introduction                                

The Field Work Site

Procedures                                  

Pain Measurements

Depression Measurements

Illness Severity Measurements

Structural Damage                      

Change in Rheumatoid Arthritis Condition.

Statistical Analysis .                      

 

4.          FINDINGS                                  

 

Patient Profiles                      

Measures of Association

Relationships Between Evaluation Groups

Patients Reporting LESS Pain Than Physician Reports                

Patient Evaluations the Same as Physician Evaluations            

Patients Reporting MORE Pain Than

                Physician Reports                    
            Intercorrelations of Evaluation Groups                              
            Hypotheses                                              

 

5. DISCUSSION AND CONCLUSIONS

            Introduction                                                                                                                                                                    
            Hypotheses                                 
            Limitations                                                                      
            Research Recommended                       

Implications

 

APPENDIX:     THE PATIENT QUESTIONNAIRE ••..•....

SELECTED BIBLIOGRAPHY

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LIST OF TABLES

Table    Page

   1        Sample Characteristics 
   2        Health Characteristics of the Sample

   3        Rheumatoid Arthritis Severity
                 (Attending Physician Evaluations)  
   4        Evaluation Associations  

   5        Pain Evaluations    

   6        Means of Selected Variables Concerning Pain

Perception Differential Between Physician

                        and Patient Evaluations  

   7        Intercorrelations of Variables Between
                Evaluation Groups 

   8        Three-Way ANOVA: Evaluation Groups By
                Gender, Depression and RA Structure Damage

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ACKNOWLEDGMENTS

 

No thesis could ever be successfully completed without the gracious guidance of a thesis committee. lEn the case of this thesis, that committee provided more than normal service and concern in assisting with this work.

Of particular note is the dedication and patience of Robert Gray, PhD, the thesis committee chair. Throughout the arduous task of keeping this thesis within the scientific discipline, Dr. Gray has provided an example of true scholarship and devotion to the rigors of the discipline.

Extra concern and help was noted in the committee members consisting of John Collett, PhD, and Wen Kuo, PhD. Dr. Collett and Dr. Kuo made important contributions in the areas of narrowing the scope of the thesis and inspired the statistical methods used.

The completion of this thesis would not have been possible without the extra service of this excellent thesis committee.

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CHAPTER 1

INTRODUCTION AND PROBLEM

 

 

Introduction

 

One of the nation’s leading health problems, in terms of health costs, lost production, and patient pain, suffering, and crippling, is Rheumatoid Arthritis (RA).

The peak onset of Rheumatoid Arthritis is considered to be the fifth decade of life, RA is prevalent world-wide (Wolfe, 1984), and the disease lasts the lifetime of the patient. Pain and crippling of the patient are serious concomitant problems usually resulting from RA.

Approximately 18.9 million Americans suffer from some form of limitation in activity as a result of arthritis, according to the Bureau of Census (Arthritis Foundation, 1982). RA often leads to restrictions on even normal home activities, including meal preparation, dressing, and personal hygiene.

RA pain is both physiological and emotional, with part of the pain being anticipatory pain; understanding that the pain is not entirely predictable nor controllable but probably lasting a lifetime (Mooney,l983; Weiner, 1975). Pain can lead to patient isolation (Gray, 1982).

Rheumatoid Arthritis is often concomitant with significant levels of depression and disability (Irwin, 1988; Witter, 1987). Even with the variety of medical treatments available, patients suffering from RA often report continued pain, distress, and mobility limitations affecting everyday activities.

The actual course of the disease does not closely correlate, however, with the behavior of patients. In the process of perception and interpretation of illness symptoms, individual patient representations of the illness vary greatly (Gonder-Frederick & Cox, 1989). These subjective interpretations appear to lead to differing patient outcomes, even controlling for disease severity.

Coping styles of RA patients have shown some patients using a maladaptive catastrophizing strategy characterized by negative self-statements and negative thoughts about the future. This strategy alters pain perception and further contributes to depressive outcomes (Keefe, Brown, Wallston, & Caldwell, 1989).

Inability to accomplish even normal activities may result from the personal subjective determination of health rather than as an objective measure of the destruction or deformity of this crippling illness (Watson & Pennebaker, 1989).

The RA patient definition of health status, even when not closely correlating with the objective findings of the physician, should be considered by the physician in treatment. Understanding of these patient definitions “...may lead to effective behavioral interventions as adjuncts to the traditional medical care of RA patients” (Smith, Peck, Milano, & Ward, 1988).

 

Research Goals

 

Of special import in the present study is the problem of patient pain which nearly always accompanies arthritis. What is lacking in the literature is a clarification of physician and patient conception of patient pain.

Buttressing the importance of pursuing this issue is a growing literature that patient pain is significantly influenced by psychological and social factors. This being the case, it appears sound to assume that there is a good possibility that physician and patient evaluation of the patient’s pain will differ significantly in many instances. Pursuant to this end, the following statements specify the questions addressed in the present study. 

Research Questions: 

1)     Do physicians and their RA patients usually

agree or disagree when evaluating patients’ pain?

2)     If they do not agree, what are factors that 

influence this difference?

3)     Do physicians diagnose their perception of RA

patient pain on the basis of observable measures of

 

disease severity, such as physical structural damage, more so than do their patients?

4)     If so, what psychosocial factors may be altering RA patients’ perception?

            5)     Does patient depression have any effect on the perceived pain of

             RA patients?

These questions are refrained into hypotheses, following the review of the literature. 

Major Objectives

This research was specifically conducted for the pur­pose of identifying variables which may influence the RA patients’ perception of pain; distorting that perception when compared to the attending physician evaluations. Since such differential definitions are found to be present, it may be possible for health professionals to design interventions for the purpose of reducing perceived pain and functional restrictions on RA sufferers.

 

Important issues relating to patient prognosis and such specifics as compliance to medical treatments may also be furthered by understanding the distortions in the patient pain evaluations (Gray, Johnson, Samuelson & Ward, 1982) 

Significance

RA health problems, in terms of health costs, lost production, and patient pain, suffering, and crippling, affect approximately 18.9 million Americans, according to the Bureau of Census (Arthritis Foundation, 1982). RA patients often experience restrictions on normal daily activities (Pollock, 1985).

Lost productivity may be lessened by understanding variables which impact the patients’ subjective representation of their illness. Alterations in patient subjectivity may be the result of psychosocial variables, one of which may be patient depression. If this is so, treatment of the depression may be helpful with regards to increasing patient life satisfaction, improving medical regimes, and, perhaps, patient productivity.

In order to address the study questions, frequencies with central tendency, measures of association, and multivariate (three way ANOVA) analyses were performed. The remainder of this study is organized along traditional lines. Chapter 2 is a review of the literature on RA, a review of the theoretical orientation, and a statement of the research hypotheses; Chapter 3 is a discussion of methodology used in the study; Chapter 4 is an analysis and interpretation of the data; and Chapter 5 is a discussion of findings and conclusion.

 

CHAPTER 2

 

REVIEW OF THE LITERATURE

 

Introduction

 

This literature review will present a summary of the more salient studies documenting the relationship between arthritis and psychosocial factors. Included will be study results relating to (1) RA etiology, (2) psychosocial factors that appear to be related to patients’ perceptions of their illness, and (3) sociology theory upon which this study is based.

 

Rheumatoid Arthritis as Understood Today

 

The definition of Rheumatoid Arthritis is:

... a systemic connective tissue disorder of unknown cause in which symptoms and inflammatory changes predominate in articular and related structures with frequent protein manifestations and extra—articular features. (Lambert & Lambert, p. 551)

 

RA symptoms start out as generalized fatigue, stiffness (especially noted in the morning), and soreness which begins in time to localize in a specific joint or joints. Often the localized manifestations are swelling, pain, tenderness, and warmth. The inflammation of the joint can lead to visible distortions. The joints most often affected are the knees and small joints of the hands, wrists, and feet. Unlike other forms of arthritis, such as osteoarthritis, the joint swelling is not hard, but soft and boggy.

RA is chronic, affects women from two to three times more often than men, and has remission times as well as exacerbation periods. In severe cases, a patient may be confined to bed or wheelchair (Lambert & Lambert, 1985).

The course of the illness, though usually progressive, is uncertain. Remission may occur in as high as 25% of patients, and may occur as long as 25 years. Normally, however, about half of the rheumatoid arthritics cannot perform normal occupational or household activities after 10-15 years of having the disease (Wolfe, 1984).

 Cause of the Disease

At this time the causes of the RA disease are unknown, but current theories involve the body’s immune system. Research also shows a relationship between social factors and autoimmune functioning. Some such factors are thought to indirectly influence the immune response via their effects on psychological stress which appears to affect the immune system (Kaplan, 1983).

Other factors, though still related to psychological stress, are thought to have independent effects upon the immune functioning. Such factors could include dietary patterns, sleep deprivation, smoking, alcohol use, some prescription and non-prescription drugs, and illicit drug abuse (Kaplan, Johnson, Bailey, & Simon, 1987). Medically, the “necessary factor” in development of

RA may be that of genetic make-up (since people with certain genetic “markers” are found more often than others to develop certain types of arthritis). However, not everyone with these markers develop RA (Brewerton, 1988).

Possible “sufficient factors,” such as patient depression, may influence the development and, perhaps, course of the disease:

Subsequent studies have found that... (3) whereas most stressful conditions suppress immune response, stressful conditions of moderate intensity can enhance cellular immune response; and (4) extremely small quantities of interleukin-i (IL-i) acting on the brain.., bring about suppression of cellular immune responses very rapidly and for a prolonged period of time (Weiss, Sundar, Becker & Cierpial, 1989, p. 43).

 

The “working over—time” immune response, in effect, does damage where its intent was to prevent damage. Healthy tissue is destroyed causing inflammation and destruction of bone tissues. The results can be measured in pain, reduced joint mobility, and even in joint deformity.

Psychoneuroimmunoiogy proposes that loneliness and stress can impair the normal immune system and thereby create a vulnerability to disease (Johnson & Sarason, 1978).

Feelings of hopelessness, helplessness, and a lack of control over stressful events engender greater neuroimmune disturbances than are present in individuals who can exert some measure of control over the stressful situation. (Restak, 1989, p. 25).

 

Sensitivity of the immune system to stress is not simply fortuitous but is an indirect consequence of the regulatory reciprocal influences that exist between the immune system and the central nervous system (Dantzer and Kelly, 1989, p. 1995).

 

Major life-style changes may result from the pain and crippling effects of RA. These may include alterations in patient self esteem, roles, and, especially where joint deformity is obvious, in body image. Coping with such changes often mirrors those of behaviors in the grieving process (Ignatavicius, 1987).

Research findings in this area have demonstrated that psychosocial states and social experiences have an impact on physical and mental functioning which can be demonstrated by ‘hard scientific findings’ by disclosing their singular and cumulative affects on the immune system.. .For example, Heisel: ‘The unhealthier the personality, the weaker the response of the immune cells... [burn patient study] There were significant negative correlations between immune response (IR), and psychological distress, namely that as depressive symptoms increased, immune function declined (Gray et al., 1990, p. 2).

 

 

Depression and Its Arthritis Link

 

Evidence has been found linking depression with somatic diseases, including Rheumatoid Arthritis (Irwin, 1988; Witter, 1987). An inappropriate immune response may be triggered by stress, depression, or lack of perceived positive social support (Perez & Farrant, 1987).

In depressive disorders, the lymphocyte count is decreased from the normal expected levels. That decrease .... .agrees with the general idea of greater susceptibility of depressed people to viral and auto-immune diseases.” (Irwin, Daniels, Bloom & Weiner, 1988; Tondo, Pani, Pellegrini-Bettoli, Milia, & Manconi, 1988).

Social isolation caused by the RA often leads to further loss of emotional support (Fitzpatrick, Newman, Lamb, and Shipley, 1988). Loneliness may result from mandated life-style changes. Pain has been found to contribute to loneliness, and RA patients have been shown to have greater introversion than the normal population (Miller, 1985).

... the cumulative results of the many studies carried out investigating the role of personality factors on arthritis have conclusively demonstrated that arthritis patients tend to exhibit a variety of negative psychological characteristics ... patients with RA do not have a distinct personality pattern but are, in fact, most similar to patients with other chronic diseases. (Gray, 1983, p. 3).

 

Life events, which may be perceived by the patient as negative stress, mandate a readjustment of “self” or an active avoidance of introspection. 

... to inhibit thoughts, feelings, or behaviors is associated with psychological work.. .which  serves as a cumulative stressor that increases the probability of psychosomatic disease. (Pennebaker & Susman, 1988, p. 327).

 

Physical fatigue is a characteristic of active Rheumatoid Arthritis (Wolfe, 1984).

... the sheer amount of readjustment may exhaust

individuals physically, leaving them vulnerable

to disease or injury. (Thoits, 1983, p. 33)

 

In a longitudinal study, Williams (1981) found that physical limitations, like those found in RA patients, contribute to a deterioration in mental health over time. In sum, the available literature suggests that psychosocial factors play an important role in the etiology of arthritis and merit further study.

 

Sociological Theory

 

Inasmuch as this study is based upon sociological theory, a review of the pertinent literature in this area is presented herein. Sociological tradition specifies three major viewpoints in explanation of human behavior. This study draws upon one of these, namely symbolic interaction to suggest how individuals and their physicians each consider and respond to chronic illness.

Herbert Blumer (1969) termed the work of Charles H. Cooley (1902), W.I. Thomas (1925), and George Herbert Mead as “Symbolic Interactionism” since the center concept revolves around mankind being the only animal to use symbols, as opposed to signals. The use of symbols enables man to communicate, but also brings in subjectivity in interpretation.

Symbols are operationally defined by George H. Head as the means whereby humans indicate to one another what their responses to tangible objects will be, hence defining the subjective meaning of the objects. Individuals attach their speicific subjective meanings to objects based upon their experience in social interaction and past interpretation (Blummer, 1969).

A symbol... [is] something which represents something else... something to which arbitrary meaning is given, or something for which the meaning is socially constructed... nothing has an inherent meaning... The meaning does not exist in that which is labeled but rather is provided by those doing the labeling (Vernon, 1976, p. 86).

 

Human beings do not make some instinctual connection between symbol and referent. The connection that exists between these phenomena is cultural and, as a result, must be learned through the socialization process. As “self,” “others,” and “role expectations” become subjectively defined, anticipated interactions become a part of the “definition of the situation.”

W.I. Thomas suggested the concept of “definition of the situation” in examining “reality” to an individual. What is “real” to an individual, as based upon the individuals behavior, is not objective or empirical, but what has reality in its meaning to the individual. Even fictional characters have meaning in the life of an individual who attempts to emulate them. Preliminary to any self-determined act of behavior there is always a stage of examination and deliberation called the definition of the situation (Thomas, 1925).

Behavior and interpretation therefore is a result of interpretation of symbols within a given situation with the “facts” not having an existence apart from the observer.

The accuracy of the definition of the situation for any particular individual is related to the concepts available to the individual as he defines the situation. In this sense, the process of defining the situation may involve seeing what one thinks should be there even though it is not actually present, as well as not seeing things (or interactions) that are actually there.. .This process... is termed selective perception (Cardwell, 1971, p. 40).

 

Individuals with chronic illness are subjective in their interpretation of their condition, as they rely on their own definitions of the situation. This subjectivity of the patient represents human capacity to respond subjectively to given objective stimuli through .... .conceptualization, defining, symbolizing, aspiring, valuing, and reflecting” (Singelmann, 1972).

For over three decades the literature has documented the subjective viewpoints of patients on their health. The research has shown that for nearly two out of three patients, self-evaluation of health condition and physician evaluation are congruent (Friedsam & Martin, 1963; Maddox, 1962; Suchman et al., 1958).

This suggests similar interpretation of symbols in illness in the doctor-patient relationship, since the physician is assumed to be the leading source of illness­related information (Bloom, 1969; Ludwig & Gibson, 1969).

About one in five respondents [reported] them­selves in ‘unfavorable’ health despite the physicians’ ‘favorable’ report, while as many as two out of three who were rated ‘unfavorable’ by the physician gave themselves ‘favorable’ reports (Suchman et al, 1958, p. 230).

 

Patient/Physician Differences in Evaluation As this study is also concerned with the differences between patient and physician evaluations, it is important to gain a theoretical understanding to see where such differences may have their roots. According to Fox (1989), the symbols and interpretation of illness for physicians are altered by their very training.

Somewhere in the course of the third year, [medical] students’ difficulties in relating to patients shifted from what they had previously experienced as too much concern to that of too much detachment... This was a period that students apprehensively described as a time of ‘emotional numbness’.. .By the time students reached their senior year, they had progressed beyond the stage of hyperdetachment to a new level of integration that enabled them, more comfortably and effectively, to blend objectivity and equipoise with compassionate concern. (p. 87)

 

In sum, it appears that physician ratings may be related more to observed physical data while patient ratings of their health status includes more relatively subjective items concerning their disease condition.

 

The Study Hypotheses

 

The following hypotheses are based upon the forgoing literature review and these will be subjected to analyses in further clarifying the study problems. An equally important objective of this analysis will be to ascertain whether or not patient psychosocial characteristics contribute to this differential definition of pain.

Hi:    Physicians and their RA patients usually agree when evaluating patient pain.

H2:   Physicians base their perception of RA patient pain on the basis of clinical measures of disease severity, such as physical structural damage.

H3:  RA patients include subjective information in evaluations of their own pain.

             H4:   When physicians and patients disagree on pain evaluations, 

             psychosocial factors of depression will influence this differential

             evaluation.

H5:   Increased depression experienced by patients lessens their objectivity in evaluation of their own pain. This can be measured by an increased in disparity between physician ratings of pain and patient ratings of pain.

This study employs physician reports of patient-observed structural damage due to the RA disease as an independent variable. The baseline thus created is then subjected to patient self—reports of depression.

In accordance with the literature review, a differential in opinion was found in some cases between physician evaluations of patient pain and that of patient pain evaluations. This occurred particularly in those patients who exhibited higher levels of depression. The study model illustrated in Figure 1 was employed.

In sum, mankind, unlike other animal species, creates and uses symbols to represent reality. In that defining of reality, influences on the individual’s subjectivity may lead to individualized interpretations of the situation.

The specific training of medical professionals alters their perspective in relation to that of laymen. Yet laymen look to physicians to obtain their understanding of the illnesses from which they suffer. This can be expected to lead to a certain level of conformity in physician and layman evaluations of health status while yet expecting such conformity to not be universal among all patients.

As documented in the literature, this observed lack of conformity by some patients may represent psychosocial factors including depression, which has been linked with some patient evaluations of RA health condition.

 Severity of RA

as measured by:                                                                                              Doctor’s
                                                       Self-Reported                                          Pain

Structural Damage                          > Depression                             > verses

                                                       (SDS Index)                                            Patient
                                                                                                                     Pain

 

Figure 1: Measurement of the severity of Rheumatoid Arthritis.

 

Thesis -Part 2

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