RHEUMATOID ARTHRITIS: RELATION OF PAIN EVALUATIONS
OF PATIENTS AND THEIR PHYSICIANS
by
Dwight Lewis Adams
A thesis submitted to the faculty
of The University of Utah in partial fulfillment of the
requirements for the degree of
Master of Science
Department of Sociology
The University of Utah
June 1991
Copyright © Dwight Lewis Adams 1991 All Rights Reserved
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(NOTE: APA 5th Ed. says abstract should not be longer than 120 words)
Abstract
In terms
of health costs, lost production, and patient pain, suffering, and crippling, Rheumatoid Arthritis (RA) is a major health
problem. However, the actual course of the disease does not closely correlate with the behavior of RA patients. In the process
of perception and interpretation of illness symptoms, individual representations of the illness vary greatly and lead to differing
outcomes. Though the causes of the RA disease are unknown, current research involves a relationship between social factors
and the body’s immune system.
Questionnaires
were used to assess both the patients’ self-reported pain and their physicians’ estimates of patient pain when
receiving treatment for RA. These evaluations were, case by case, combined to form the dependant variable in this study. This
new variable was then subjected to the Self-Rating Depression Scale (SDS Index) by William W. K. Zung, M.D., as well as variables
of gender, age, illness duration, structural damage and changes in RA condition. Three way ANOVA was employed.
Two important
effects were established in the ANOVA procedure: 1) The main effect of structural damage on agreement/disagreement of pain
with the physician was measured at 1.217 (p = .000) and 2) An important interactive effect between gender
and structural damage was measured at 2.975 (p = .036).
Gender and depression were not significant main effects to influence the amount of agreement with physician pain evaluations.
In the
two-way interaction, gender and structural damage exerted a significant impact on patient agreement with physician pain evaluations.
No other interactions were found to be significant. These findings show that depression did alter patient pain evaluations,
but not to the degree of statistical significance.
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Table of contents
Abstract
.
List
of tables
Acknowledgments
1.
INTRODUCTION AND PROBLEM
Introduction
Research Goals
The Study
Problems
Major
Objectives
Significance
. .
2.
REVIEW OF THE LITERATURE
Introduction
Rheumatoid Arthritis As Understood Today
Cause of the Disease
Depression and Its Arthritis Link
Sociological Theory .
Patient/Physician Differences in Evaluation
The Study Hypotheses
3.
DATA AND METHODOLOGICAL CONSIDERATIONS .
Introduction
The Field Work Site
Procedures
Pain Measurements
Depression Measurements
Illness Severity Measurements
Structural
Damage
Change in Rheumatoid Arthritis Condition.
Statistical Analysis .
4.
FINDINGS
Patient
Profiles
Measures
of Association
Relationships
Between Evaluation Groups
Patients
Reporting LESS Pain Than Physician Reports
Patient
Evaluations the Same as Physician Evaluations
Patients Reporting MORE Pain Than
Physician Reports
Intercorrelations of Evaluation
Groups
Hypotheses
5. DISCUSSION
AND CONCLUSIONS
Introduction
Hypotheses
Limitations
Research Recommended
Implications •
APPENDIX: THE PATIENT QUESTIONNAIRE ••..•....
SELECTED BIBLIOGRAPHY
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LIST OF TABLES
Table Page
1 Sample
Characteristics
2 Health Characteristics of the Sample
3 Rheumatoid
Arthritis Severity
(Attending Physician Evaluations)
4 Evaluation
Associations
5 Pain Evaluations
6 Means
of Selected Variables Concerning Pain
Perception
Differential Between Physician
and Patient Evaluations
7 Intercorrelations
of Variables Between
Evaluation Groups
8 Three-Way
ANOVA: Evaluation Groups By
Gender, Depression and RA Structure Damage
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ACKNOWLEDGMENTS
No thesis
could ever be successfully completed without the gracious guidance of a thesis committee. lEn
the case of this thesis, that committee provided more than normal service and concern
in assisting with this work.
Of particular
note is the dedication and patience of Robert Gray, PhD, the thesis committee chair. Throughout the arduous task of keeping
this thesis within the scientific discipline, Dr. Gray has provided an example of true scholarship and devotion to the rigors
of the discipline.
Extra concern
and help was noted in the committee members consisting of John Collett, PhD, and Wen Kuo, PhD. Dr. Collett and Dr. Kuo made
important contributions in the areas of narrowing the scope of the thesis and inspired the statistical methods used.
The completion
of this thesis would not have been possible without the extra service of this excellent thesis committee.
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CHAPTER 1
INTRODUCTION AND PROBLEM
Introduction
One of
the nation’s leading health problems, in terms of health costs, lost production, and patient pain, suffering, and crippling,
is Rheumatoid Arthritis (RA).
The peak
onset of Rheumatoid Arthritis is considered to be the fifth decade of life, RA is prevalent world-wide (Wolfe, 1984), and
the disease lasts the lifetime of the patient. Pain and crippling of the patient are serious concomitant problems usually
resulting from RA.
Approximately
18.9 million Americans suffer from some form of limitation in activity as a result of arthritis, according to the Bureau of
Census (Arthritis Foundation, 1982). RA often leads to restrictions on even normal home activities, including meal preparation,
dressing, and personal hygiene.
RA pain
is both physiological and emotional, with part of the pain being anticipatory pain; understanding that the pain is not entirely
predictable nor controllable but probably lasting a lifetime (Mooney,l983; Weiner, 1975). Pain can lead to patient isolation
(Gray, 1982).
Rheumatoid
Arthritis is often concomitant with significant
levels of depression and disability (Irwin, 1988; Witter, 1987). Even with the variety of medical treatments available, patients
suffering from RA often report continued pain, distress, and mobility limitations affecting everyday activities.
The actual
course of the disease does not closely correlate, however, with the behavior of patients. In the process of perception and
interpretation of illness symptoms, individual patient representations of the illness vary greatly (Gonder-Frederick &
Cox, 1989). These subjective interpretations appear to lead to differing patient outcomes, even controlling for disease severity.
Coping
styles of RA patients have shown some patients using a maladaptive catastrophizing strategy characterized by negative self-statements
and negative thoughts about the future. This strategy alters pain perception and further contributes to depressive outcomes
(Keefe, Brown, Wallston, & Caldwell, 1989).
Inability
to accomplish even normal activities may result from the personal subjective determination of health rather than as an objective
measure of the destruction or deformity of this crippling illness (Watson & Pennebaker, 1989).
The RA
patient definition of health status, even when not closely correlating with the objective findings of the physician, should
be considered by the physician in treatment.
Understanding of these patient definitions “...may lead to effective behavioral interventions as adjuncts to the traditional
medical care of RA patients” (Smith, Peck, Milano, & Ward, 1988).
Research Goals
Of special
import in the present study is the problem of patient pain which nearly always accompanies arthritis. What is lacking in the
literature is a clarification of physician and patient conception of patient pain.
Buttressing
the importance of pursuing this issue is a growing literature that patient pain is significantly influenced by psychological
and social factors. This being the case, it appears sound to assume that there is a good possibility that physician and patient
evaluation of the patient’s pain will differ significantly in many instances. Pursuant to this end, the following statements specify the questions addressed in the present
study.
Research Questions:
1) Do physicians and their RA patients usually
agree or
disagree when evaluating patients’ pain?
2) If they do not agree, what are factors that
influence
this difference?
3) Do physicians diagnose their perception of RA
patient
pain on the basis of observable measures of
disease severity,
such as physical structural damage, more so than do their patients?
4) If so, what psychosocial factors may be altering RA patients’
perception?
5)
Does patient depression have any effect on the perceived pain of
RA patients?
These questions
are refrained into hypotheses, following the review of the literature.
Major Objectives
This research
was specifically conducted for the purpose of identifying variables which may influence the RA patients’ perception
of pain; distorting that perception when compared to the attending physician evaluations. Since such differential definitions
are found to be present, it may be possible for health professionals to design interventions for the purpose of reducing perceived
pain and functional restrictions on RA sufferers.
Important
issues relating to patient prognosis and such specifics as compliance to medical treatments may also be furthered by understanding
the distortions in the patient pain evaluations (Gray, Johnson, Samuelson & Ward, 1982)
Significance
RA health
problems, in terms of health costs, lost production, and patient pain, suffering, and crippling, affect approximately 18.9 million Americans, according to the Bureau
of Census (Arthritis Foundation, 1982). RA patients often experience restrictions on normal daily activities (Pollock, 1985).
Lost productivity
may be lessened by understanding variables which impact the patients’ subjective representation of their illness. Alterations
in patient subjectivity may be the result of psychosocial variables, one of which may be patient depression. If this is so,
treatment of the depression may be helpful with regards to increasing patient life satisfaction, improving medical regimes,
and, perhaps, patient productivity.
In order
to address the study questions, frequencies with central tendency, measures of association, and multivariate (three way ANOVA)
analyses were performed. The remainder of this
study is organized along traditional lines. Chapter 2 is a review of the literature on RA, a review of the theoretical orientation,
and a statement of the research hypotheses; Chapter 3 is a discussion of methodology used in the study; Chapter 4 is an analysis
and interpretation of the data; and Chapter 5 is a discussion of findings and conclusion.
CHAPTER 2
REVIEW OF THE LITERATURE
Introduction
This literature
review will present a summary of the more salient studies documenting the relationship between arthritis and psychosocial
factors. Included will be study results relating to (1) RA etiology, (2) psychosocial factors that appear to be related to
patients’ perceptions of their illness, and (3) sociology theory upon which this study is based.
Rheumatoid
Arthritis as Understood Today
The definition
of Rheumatoid Arthritis is:
... a systemic connective tissue disorder of unknown cause in which symptoms and inflammatory changes
predominate in articular and related structures with frequent protein manifestations and extra—articular features. (Lambert
& Lambert, p. 551)
RA symptoms
start out as generalized fatigue, stiffness (especially noted in the morning), and soreness which begins in time to localize
in a specific joint or joints. Often the localized manifestations are swelling, pain, tenderness, and warmth. The inflammation
of the joint can lead to visible distortions. The joints most often affected are the knees and small joints of the hands, wrists, and feet. Unlike other forms of arthritis, such as osteoarthritis,
the joint swelling is not hard, but soft and boggy.
RA is chronic,
affects women from two to three times more often than men, and has remission times as well as exacerbation periods. In severe
cases, a patient may be confined to bed or wheelchair (Lambert & Lambert, 1985).
The course
of the illness, though usually progressive, is uncertain. Remission may occur in as high as 25% of patients, and may occur
as long as 25 years. Normally, however, about half of the rheumatoid arthritics cannot perform normal occupational or household
activities after 10-15 years of having the disease (Wolfe, 1984).
Cause of the Disease
At this
time the causes of the RA disease are unknown, but current theories involve the body’s immune system. Research also
shows a relationship between social factors and autoimmune functioning. Some such factors are thought to indirectly influence
the immune response via their effects on psychological stress which appears to affect the immune system (Kaplan, 1983).
Other factors,
though still related to psychological stress, are thought to have independent effects upon the immune functioning. Such factors
could include dietary patterns, sleep deprivation, smoking, alcohol use, some prescription and non-prescription drugs, and
illicit drug abuse (Kaplan, Johnson, Bailey,
& Simon, 1987). Medically, the “necessary factor” in development of
RA may be that of genetic make-up (since
people with certain genetic “markers” are found more often than others to develop certain types of arthritis).
However, not everyone with these markers develop RA (Brewerton, 1988).
Possible
“sufficient factors,” such as patient depression, may influence the development and, perhaps, course of the disease:
Subsequent
studies have found that... (3) whereas most stressful conditions suppress immune response, stressful conditions of moderate
intensity can enhance cellular immune response; and (4) extremely small quantities of interleukin-i (IL-i) acting on the brain..,
bring about suppression of cellular immune responses very rapidly and for a prolonged period of time (Weiss, Sundar, Becker
& Cierpial, 1989, p. 43).
The “working
over—time” immune response, in effect, does damage where its intent was to prevent damage. Healthy tissue is destroyed
causing inflammation and destruction of bone tissues. The results can be measured in pain, reduced joint mobility, and even
in joint deformity.
Psychoneuroimmunoiogy
proposes that loneliness and stress can impair the normal immune system and thereby create a vulnerability to disease (Johnson
& Sarason, 1978).
Feelings
of hopelessness, helplessness, and a lack of control
over stressful events engender greater neuroimmune
disturbances than are present in individuals who
can exert some measure of control over the stressful situation. (Restak, 1989, p. 25).
Sensitivity
of the immune system to stress is not simply fortuitous but is an indirect consequence of the regulatory reciprocal influences
that exist between the immune system and the central nervous system (Dantzer and Kelly, 1989, p. 1995).
Major life-style
changes may result from the pain and crippling effects of RA. These may include alterations in patient self esteem, roles,
and, especially where joint deformity is obvious, in body image. Coping with such changes often mirrors those of behaviors
in the grieving process (Ignatavicius, 1987).
Research
findings in this area have demonstrated that psychosocial states and social experiences have an impact on physical and mental
functioning which can be demonstrated by ‘hard scientific findings’ by disclosing their singular and cumulative
affects on the immune system.. .For example, Heisel: ‘The unhealthier the personality, the weaker the response of the
immune cells... [burn patient study] There were significant negative correlations between immune response (IR), and psychological
distress, namely that as depressive symptoms increased, immune function declined (Gray et al., 1990, p. 2).
Depression and Its Arthritis Link
Evidence has been found linking depression
with somatic diseases, including Rheumatoid Arthritis (Irwin, 1988; Witter, 1987). An inappropriate immune response may be
triggered by stress, depression, or lack of perceived positive social support (Perez & Farrant, 1987).
In depressive disorders, the lymphocyte
count is decreased from the normal expected levels. That decrease .... .agrees with the general idea of greater susceptibility of depressed people to viral and auto-immune diseases.”
(Irwin, Daniels, Bloom & Weiner, 1988; Tondo, Pani, Pellegrini-Bettoli, Milia, & Manconi, 1988).
Social isolation caused by the RA often
leads to further loss of emotional support (Fitzpatrick, Newman, Lamb, and Shipley, 1988). Loneliness may result from mandated
life-style changes. Pain has been found to contribute to loneliness, and RA patients have been shown to have greater introversion
than the normal population (Miller, 1985).
... the
cumulative results of the many studies carried out investigating the role of personality factors on arthritis have conclusively
demonstrated that arthritis patients tend to exhibit a variety of negative psychological characteristics ... patients with RA do not have a distinct personality pattern but are, in fact,
most similar to patients with other chronic diseases. (Gray, 1983, p. 3).
Life events, which may be perceived
by the patient as negative stress, mandate a readjustment of “self” or an active avoidance of introspection.
... to
inhibit thoughts, feelings, or behaviors is associated with psychological work.. .which serves as a cumulative stressor that increases the probability of psychosomatic
disease. (Pennebaker & Susman, 1988, p. 327).
Physical fatigue is a characteristic
of active Rheumatoid Arthritis (Wolfe, 1984).
... the
sheer amount of readjustment may exhaust
individuals physically, leaving them
vulnerable
to disease or injury. (Thoits, 1983,
p. 33)
In a longitudinal study, Williams (1981)
found that physical limitations, like those found in RA patients, contribute to a deterioration in mental health over time. In sum, the available literature suggests that psychosocial factors play an important role in the
etiology of arthritis and merit further study.
Sociological Theory
Inasmuch as this study is based upon
sociological theory, a review of the pertinent literature in this area is presented herein. Sociological tradition specifies three major viewpoints in explanation of human behavior. This study draws upon one
of these, namely symbolic interaction to suggest how individuals and their physicians each consider and respond to chronic
illness.
Herbert Blumer (1969) termed the work
of Charles H. Cooley (1902), W.I. Thomas (1925), and George Herbert Mead as “Symbolic Interactionism” since the
center concept revolves around mankind being the only animal to use symbols, as opposed to signals. The use of symbols enables
man to communicate, but also brings in subjectivity in interpretation.
Symbols are operationally defined by
George H. Head as the means whereby humans indicate to one another what their responses
to tangible objects will be, hence defining the subjective meaning of the objects. Individuals attach their speicific subjective
meanings to objects based upon their experience in social interaction and past interpretation (Blummer, 1969).
A symbol... [is] something which represents
something else... something to which arbitrary meaning is given, or something for which the meaning is socially constructed...
nothing has an inherent meaning... The meaning does not exist in that which is labeled but rather is provided by those doing
the labeling (Vernon, 1976, p. 86).
Human beings do not make some instinctual
connection between symbol and referent. The connection that exists between these phenomena is cultural and, as a result, must
be learned through the socialization process. As “self,” “others,” and “role expectations”
become subjectively defined, anticipated interactions become a part of the “definition of the situation.”
W.I. Thomas suggested the concept of
“definition of the situation” in examining “reality” to an individual. What is “real”
to an individual, as based upon the individuals behavior, is not objective or empirical, but what has reality in its meaning
to the individual. Even fictional characters have meaning in the life of an individual who attempts to emulate them. Preliminary
to any self-determined act of behavior there is always a stage of examination and deliberation called the definition of the
situation (Thomas, 1925).
Behavior and interpretation therefore
is a result of interpretation of symbols within a given situation with the “facts” not having an existence apart
from the observer.
The accuracy of the definition of the
situation for any particular individual is related to the concepts available to the individual as he defines the situation.
In this sense, the process of defining the situation may involve seeing what one thinks should be there even though it is
not actually present, as well as not seeing things (or interactions) that are actually there.. .This process... is termed
selective perception (Cardwell, 1971, p. 40).
Individuals with chronic illness are
subjective in their interpretation of their condition, as they rely on their own definitions of the situation. This subjectivity
of the patient represents human capacity to respond subjectively to given objective stimuli through .... .conceptualization, defining, symbolizing, aspiring, valuing, and reflecting”
(Singelmann, 1972).
For over three decades the literature
has documented the subjective viewpoints of patients on their health. The research has shown that for nearly two out of three
patients, self-evaluation of health condition and physician evaluation are congruent (Friedsam & Martin, 1963; Maddox,
1962; Suchman et al., 1958).
This suggests similar interpretation
of symbols in illness in the doctor-patient relationship, since the physician is assumed to be the leading source of illnessrelated
information (Bloom, 1969; Ludwig & Gibson, 1969).
About one in five respondents [reported]
themselves in ‘unfavorable’ health despite the physicians’ ‘favorable’ report, while as
many as two out of three who were rated ‘unfavorable’ by the physician gave themselves ‘favorable’
reports (Suchman et al, 1958, p. 230).
Patient/Physician Differences
in Evaluation As this study is also concerned with the differences between patient and physician evaluations, it is important to gain a theoretical understanding to
see where such differences may have their roots. According to Fox (1989), the symbols and interpretation of illness for physicians
are altered by their very training.
Somewhere in the course of the third
year, [medical] students’ difficulties in relating to patients shifted from what they had previously experienced as
too much concern to that of too much detachment... This was a period that students apprehensively described as a time of ‘emotional
numbness’.. .By the time students reached their senior year, they had progressed beyond the stage of hyperdetachment
to a new level of integration that enabled them, more comfortably and effectively, to blend objectivity and equipoise with
compassionate concern. (p. 87)
In sum, it appears that physician ratings
may be related more to observed physical data while patient ratings of their health status includes more relatively subjective
items concerning their disease condition.
The Study Hypotheses
The following hypotheses are based
upon the forgoing literature review and these will be subjected to analyses in further clarifying the study problems. An equally important objective of this analysis will be to ascertain whether or not patient psychosocial characteristics
contribute to this differential definition of pain.
Hi: Physicians and their RA patients usually agree when evaluating patient pain.
H2: Physicians base their perception of RA patient pain on the basis of clinical measures of disease severity,
such as physical structural damage.
H3:
RA patients include subjective information in evaluations of their own pain.
H4: When physicians and patients
disagree on pain evaluations,
psychosocial factors of depression will influence this differential
evaluation.
H5: Increased depression experienced by patients lessens their objectivity in evaluation of their own pain.
This can be measured by an increased in disparity between physician ratings of pain and patient ratings of pain.
This study employs physician reports
of patient-observed structural damage due to the RA disease as an independent variable. The baseline thus created is then
subjected to patient self—reports of depression.
In accordance with the literature review,
a differential in opinion was found in some cases between physician evaluations of patient pain and that of patient pain evaluations.
This occurred particularly in those patients who exhibited higher levels of depression.
The study model illustrated in Figure 1 was employed.
In sum, mankind, unlike other animal
species, creates and uses symbols to represent reality. In that defining of reality, influences on the individual’s
subjectivity may lead to individualized interpretations of the situation.
The specific training of medical professionals
alters their perspective in relation to that of laymen. Yet laymen look to physicians to obtain their understanding of the
illnesses from which they suffer. This can be expected to lead to a certain level of conformity in physician and layman evaluations
of health status while yet expecting such conformity to not be universal among all patients.
As documented in the literature, this
observed lack of conformity by some patients may represent psychosocial factors including depression, which has been linked
with some patient evaluations of RA health condition.
Severity
of RA
as measured by:
Doctor’s
Self-Reported
Pain
Structural Damage
> Depression
> verses
(SDS Index)
Patient
Pain
Figure 1: Measurement of the severity of Rheumatoid Arthritis.